| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HANG SENG SECURITIES LIMITED | RO | Advising on securities | 2018-06-01 | 2024-07-31 |
| RO | Dealing in securities | 2018-06-01 | 2024-07-31 | |
| HANG SENG FUTURES LIMITED | Rep | Advising on futures contracts | 2009-01-23 | 2017-07-14 |
| Rep | Dealing in futures contracts | 2009-01-23 | 2017-07-14 | |
| HANG SENG SECURITIES LIMITED | Rep | Providing automated trading services | - | 2003-12-01 |
| Rep | Advising on corporate finance | - | 2004-05-07 | |
| Rep | Asset management | - | 2004-05-07 | |
| Rep | Advising on securities | - | 2015-03-16 | |
| Rep | Dealing in securities | - | 2015-03-16 |