Personnel Hong Kong SFC License Details (ID 82574)

Personnel Hong Kong SFC License Details (ID 82574)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AIA Investment Management HK Limited	Rep	Advising on securities	2024-07-09	-
Basis Asset Management Limited	RO	Advising on securities	2023-06-02	2024-03-21
	RO	Asset management	2023-06-02	2024-03-21
WeGeneral Asset Management Limited	RO	Advising on securities	2021-04-15	2021-07-31
	RO	Asset management	2021-04-15	2021-07-31
AEM ASSET MANAGEMENT LIMITED	RO	Asset management	2019-08-01	2021-04-01
GF Asset Management (Hong Kong) Limited	Rep	Advising on securities	2017-06-27	2019-07-31
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2017-06-27	2019-07-31
GF Asset Management (Hong Kong) Limited	Rep	Asset management	2016-01-04	2019-07-31
HANG SENG INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2013-09-10	2014-09-27
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2011-08-30	2013-09-02
	Rep	Asset management	2011-08-30	2013-09-02
	Rep	Dealing in securities	2011-08-30	2013-09-02