Personnel Hong Kong SFC License Details (ID 82580)

Personnel Hong Kong SFC License Details (ID 82580)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGDOM INVESTMENT MANAGERS LIMITED	RO	Advising on securities	2021-04-28	2021-08-31
	RO	Asset management	2021-04-28	2021-08-31
	Rep	Advising on securities	2021-02-03	2021-04-28
	Rep	Asset management	2021-02-03	2021-04-28
ONE BELT ONE ROAD SECURITIES AND INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Dealing in securities	2016-12-20	2020-05-19
	RO	Advising on securities	2016-10-18	2020-05-19
	RO	Asset management	2016-06-08	2020-05-19
Bosera Asset Management (International) Co., Limited	RO	Advising on securities	2013-07-09	2016-04-29
	RO	Asset management	2013-07-09	2016-04-29
	RO	Dealing in securities	2013-07-09	2016-04-29
	Rep	Advising on securities	2013-01-04	2013-07-09
	Rep	Asset management	2013-01-04	2013-07-09
	Rep	Dealing in securities	2013-01-04	2013-07-09
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on futures contracts	2008-05-26	2012-10-11
	Rep	Asset management	2007-06-07	2012-10-11
	Rep	Advising on securities	2007-04-10	2012-10-11
	Rep	Dealing in securities	2007-04-10	2012-10-11