Personnel SFC Licences and HKMA Registrations (ID 82584)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Asset Management (Hong Kong) Limited	RO	Advising on securities	2026-03-27	-
	RO	Asset management	2026-03-27	-
	RO	Dealing in securities	2026-03-27	-
	Rep	Advising on securities	2016-04-14	2026-03-27
	Rep	Asset management	2016-04-14	2026-03-27
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on futures contracts	2010-05-10	2016-04-02
	Rep	Advising on securities	2007-01-18	2016-04-02
	Rep	Asset management	2007-01-18	2016-04-02
	Rep	Dealing in securities	2007-01-18	2016-04-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.