Personnel SFC Licences and HKMA Registrations (ID 82586)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2023-07-14	-
	RO	Asset management	2023-07-14	-
	RO	Dealing in securities	2023-07-14	-
	RO	Advising on corporate finance	2017-06-30	-
	RO	Advising on futures contracts	2017-01-06	-
	Rep	Advising on futures contracts	2011-05-11	2017-01-06
	Rep	Advising on securities	2011-03-03	2023-07-14
	Rep	Asset management	2011-03-03	2023-07-14
	Rep	Dealing in securities	2011-03-03	2023-07-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.