Personnel Hong Kong SFC License Details (ID 82589)

Personnel Hong Kong SFC License Details (ID 82589)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LOGOS TECHNOLOGIES (HK) LIMITED	RO	Asset management	2023-01-19	-
	Rep	Asset management	2022-12-05	2023-01-19
Pando Finance Limited	RO	Advising on securities	2022-05-10	2022-08-18
	RO	Asset management	2022-05-10	2022-08-18
	RO	Dealing in securities	2022-05-10	2022-08-18
LOGOS TECHNOLOGIES (HK) LIMITED	RO	Asset management	2020-07-03	2022-04-16
Arta Asset Management Limited	RO	Advising on securities	2019-05-20	2020-06-30
	RO	Asset management	2019-05-20	2020-06-30
	RO	Dealing in securities	2019-05-20	2020-06-30
Beevest Securities Limited	RO	Advising on securities	2017-02-24	2017-05-31
	RO	Dealing in securities	2017-02-24	2017-05-31
	Rep	Advising on securities	2016-12-30	2017-02-24
ICBC Asset Management (Global) Company Limited	Rep	Advising on securities	2015-12-15	2016-08-23
	Rep	Asset management	2015-12-15	2016-08-23
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2007-06-07	2015-11-17
	Rep	Asset management	2007-06-07	2015-11-17
	Rep	Dealing in securities	2007-06-07	2015-11-17
HANG SENG INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2007-03-22	2007-06-13