| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HANG SENG INVESTMENT MANAGEMENT LIMITED | RO | Advising on corporate finance | 2026-03-03 | - |
| RO | Advising on futures contracts | 2026-03-03 | - | |
| Rep | Advising on corporate finance | 2017-11-02 | 2026-03-03 | |
| Rep | Advising on futures contracts | 2017-11-02 | 2026-03-03 | |
| RO | Advising on securities | 2017-07-13 | - | |
| RO | Asset management | 2017-07-13 | - | |
| RO | Dealing in securities | 2017-07-13 | - | |
| Rep | Asset management | 2007-10-04 | 2017-07-13 | |
| Rep | Advising on securities | 2007-06-15 | 2017-07-13 | |
| Rep | Dealing in securities | 2007-06-15 | 2017-07-13 | |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-12-03 | |
| Rep | Advising on securities | 2003-04-01 | 2003-12-15 | |
| Rep | Asset management | 2003-04-01 | 2003-12-15 |
No HKMA registrations in the collected records.