Personnel Hong Kong SFC License Details (ID 82605)

Personnel Hong Kong SFC License Details (ID 82605)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DL Family Office (HK) Limited	RO	Asset management	2019-01-03	-
	RO	Advising on securities	2016-08-30	-
DL SECURITIES (HK) LIMITED	Rep	Dealing in securities	2015-03-16	2018-09-20
	RO	Advising on securities	2015-01-27	2018-09-20
	Rep	Advising on securities	2014-12-22	2015-01-27
HANG SENG INVESTMENT SERVICES LIMITED	RO	Advising on securities	2009-01-07	2014-12-04
	Rep	Advising on securities	2008-08-26	2009-01-07
CCB INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2005-10-10	2008-07-23
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2005-08-26	2005-10-25
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2004-05-15	2005-08-19
HANG SENG INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2004-05-15	2005-08-19
CHINA EVERBRIGHT RESEARCH LIMITED	RO	Advising on securities	2003-06-10	2004-03-04
	Rep	Advising on securities	2003-04-01	2003-06-10