Personnel Hong Kong SFC License Details (ID 82607)

Personnel Hong Kong SFC License Details (ID 82607)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2010-07-06	2012-10-22
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2007-10-02	2010-04-23
BOCOM International Holdings Company Limited	Rep	Advising on securities	2007-07-05	2007-08-14
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	Advising on securities	2006-01-24	2007-06-04
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2005-05-09	2005-12-21
BOCI RESEARCH LIMITED	Rep	Advising on securities	2005-03-24	2005-05-06
	Rep	Advising on securities	2004-04-02	2004-12-18