Wan, Mark Chuck Pui 溫灼培

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG INVESTMENT SERVICES LIMITED	RO	Advising on securities	2017-06-23	-
	Rep	Advising on securities	2007-12-04	2017-06-23
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-26
	Rep	Advising on securities	2003-04-01	2004-02-26
	Rep	Asset management	2003-04-01	2004-02-26
	Rep	Dealing in securities	2003-04-01	2005-05-19
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-02-26
	Rep	Asset management	2003-04-01	2004-02-26
	Rep	Dealing in futures contracts	2003-04-01	2005-05-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG INVESTMENT SERVICES LIMITED	RO	Advising on securities	2017-06-23	-
	Rep	Advising on securities	2007-12-04	2017-06-23
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-26
	Rep	Advising on securities	2003-04-01	2004-02-26
	Rep	Asset management	2003-04-01	2004-02-26
	Rep	Dealing in securities	2003-04-01	2005-05-19
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-02-26
	Rep	Asset management	2003-04-01	2004-02-26
	Rep	Dealing in futures contracts	2003-04-01	2005-05-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.