Personnel Hong Kong SFC License Details (ID 82615)

Personnel Hong Kong SFC License Details (ID 82615)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-01-15	-
Fosun International Securities Limited	Rep	Advising on corporate finance	2014-03-07	2015-12-15
	Rep	Advising on securities	2014-03-07	2015-12-15
	Rep	Dealing in securities	2014-03-07	2015-12-15
	Rep	Asset management	2008-08-01	2015-12-15
	RO	Advising on corporate finance	2007-12-18	2014-03-07
	RO	Advising on corporate finance	2003-04-01	2004-10-21
	RO	Asset management	2003-04-01	2004-10-21
	RO	Providing automated trading services	2003-04-01	2004-10-21
	RO	Advising on securities	2003-04-01	2014-03-07
	RO	Dealing in securities	2003-04-01	2014-03-07