Personnel Hong Kong SFC License Details (ID 82617)

Personnel Hong Kong SFC License Details (ID 82617)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RaffAello Investment Management (HK) Limited	RO	Asset management	2021-03-23	2024-05-07
RaffAello Securities (HK) Limited	RO	Advising on securities	2020-08-19	-
	RO	Dealing in securities	2020-08-19	-
China On Securities Limited	RO	Asset management	2018-07-09	2020-06-28
	RO	Dealing in securities	2017-04-06	2020-06-28
RaffAello Securities (HK) Limited	RO	Dealing in securities	2012-03-15	2017-03-31
	Rep	Dealing in securities	2012-03-08	2012-03-15
Fosun International Securities Limited	RO	Dealing in securities	2010-11-25	2012-02-27
	Rep	Dealing in securities	2010-10-19	2010-11-25
KB INVESTMENT &AMP; SECURITIES HONG KONG LIMITED	RO	Dealing in securities	2004-06-30	2010-03-31