Personnel Hong Kong SFC License Details (ID 82621)

Personnel Hong Kong SFC License Details (ID 82621)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LAMTEX SECURITIES LIMITED	RO	Asset management	2016-09-02	2019-01-17
Fosun International Securities Limited	RO	Advising on corporate finance	2008-06-23	2015-07-13
	RO	Asset management	2008-06-23	2015-07-13
KINGSWAY SW ASSET MANAGEMENT LIMITED (VG)	RO	Advising on corporate finance	2005-07-13	2006-02-26
	RO	Asset management	2005-07-13	2006-02-26
SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED	RO	Advising on corporate finance	2005-07-13	2006-02-26
	RO	Asset management	2005-07-13	2006-02-26
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Advising on corporate finance	2004-01-29	2006-02-26
	Rep	Asset management	2004-01-29	2006-02-26
KINGSWAY CAPITAL LIMITED	Rep	Advising on securities	-	2004-01-07
	Rep	Asset management	-	2004-01-07
	Rep	Advising on corporate finance	-	2006-02-26
KINGSWAY SW ASSET MANAGEMENT LIMITED (VG)	Rep	Advising on securities	-	2004-01-07
	Rep	Advising on corporate finance	-	2005-07-13
	Rep	Asset management	-	2005-07-13
SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED	Rep	Advising on securities	-	2004-07-14
	Rep	Advising on corporate finance	-	2005-07-13
	Rep	Asset management	-	2005-07-13