Personnel Hong Kong SFC License Details (ID 82623)

Personnel Hong Kong SFC License Details (ID 82623)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SFG Fund Limited	RO	Asset management	2022-04-06	-
SFGHK Limited	RO	Advising on securities	2022-04-06	-
	RO	Dealing in securities	2022-04-06	-
Grit Securities Limited	RO	Dealing in securities	2021-10-29	2022-03-31
GAOYU SECURITIES LIMITED	RO	Asset management	2020-11-10	2021-10-20
	RO	Dealing in securities	2020-11-10	2021-10-20
	Rep	Dealing in securities	2020-08-11	2020-11-10
Hong Kong Securities Limited (HK)	RO	Dealing in securities	2020-01-16	2020-08-05
	RO	Dealing in securities	2018-09-10	2019-11-15
RaffAello Securities (HK) Limited	RO	Advising on securities	2014-03-28	2018-08-16
	RO	Dealing in securities	2012-06-18	2018-08-16
	Rep	Dealing in securities	2012-05-23	2012-06-18
Fosun International Securities Limited	RO	Advising on corporate finance	2003-04-01	2004-10-21
	RO	Asset management	2003-04-01	2004-10-21
	RO	Providing automated trading services	2003-04-01	2004-10-21
	RO	Advising on securities	2003-04-01	2012-05-14
	RO	Dealing in securities	2003-04-01	2012-05-14