Personnel Hong Kong SFC License Details (ID 82626)

Personnel Hong Kong SFC License Details (ID 82626)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HOMILY WORLDWIDE SECURITIES COMPANY LIMITED	RO	Asset management	2024-07-12	-
	RO	Advising on securities	2022-03-02	-
	RO	Dealing in securities	2022-03-02	-
ORIENT SECURITIES LIMITED	RO	Asset management	2019-04-12	2021-10-31
China On Securities Limited	RO	Asset management	2018-10-12	2019-04-04
	RO	Dealing in securities	2018-10-12	2019-04-04
Tiger Securities Asset Management Company Limited	RO	Advising on securities	2015-05-19	2018-02-02
	RO	Asset management	2015-05-19	2018-02-02
	RO	Dealing in securities	2015-05-19	2018-02-02
Fosun International Securities Limited	RO	Advising on securities	2014-12-30	2015-03-31
	RO	Dealing in securities	2014-12-30	2015-03-31
	Rep	Advising on securities	2012-06-25	2014-12-30
	Rep	Advising on corporate finance	2003-04-01	2005-03-09
	Rep	Advising on securities	2003-04-01	2005-03-09
	Rep	Asset management	2003-04-01	2005-03-09
	Rep	Providing automated trading services	2003-04-01	2005-03-09
	Rep	Dealing in securities	2003-04-01	2014-12-30