Personnel Hong Kong SFC License Details (ID 82651)

Personnel Hong Kong SFC License Details (ID 82651)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2024-11-22	-
	Rep	Dealing in securities	2020-03-27	2021-12-31
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	Providing automated trading services	2010-03-01	2011-08-30
	Rep	Advising on securities	2010-03-01	2019-09-18
	Rep	Asset management	2010-03-01	2019-09-18
	Rep	Dealing in securities	2010-03-01	2019-09-18
Lion Global Financial Limited	Rep	Dealing in securities	2009-03-02	2010-02-12
	Rep	Asset management	2007-09-11	2010-02-12
	Rep	Asset management	2003-04-01	2006-01-01
	Rep	Advising on securities	2003-04-01	2010-02-12