Personnel Hong Kong SFC License Details (ID 82653)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ISOLA CAPITAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2019-10-29	2021-06-21
	Rep	Asset management	2019-10-29	2021-06-21
	Rep	Dealing in securities	2019-10-29	2021-06-21
Avenue Asset Management Limited (HK)	RO	Advising on securities	2017-11-28	2019-08-01
	RO	Asset management	2017-11-28	2019-08-01
Avenue Family Office Limited	RO	Advising on securities	2017-11-28	2019-08-01
	RO	Asset management	2017-11-28	2019-08-01
	RO	Dealing in securities	2017-11-28	2019-08-01
	Rep	Advising on securities	2017-03-09	2017-11-28
	Rep	Asset management	2017-03-09	2017-11-28
	Rep	Dealing in securities	2017-03-09	2017-11-28
Avenue Asset Management Limited (HK)	Rep	Advising on securities	2016-12-09	2017-11-28
	Rep	Asset management	2016-12-09	2017-11-28
ATHENA WEALTH MANAGEMENT LIMITED	RO	Advising on securities	2015-08-18	2016-11-22
	RO	Asset management	2015-08-18	2016-11-22
	RO	Dealing in securities	2015-08-18	2016-11-22
	Rep	Asset management	2011-12-16	2015-08-18
	Rep	Dealing in securities	2011-12-16	2015-08-18
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	Advising on securities	2010-03-05	2011-06-30
	Rep	Providing automated trading services	2010-03-05	2011-08-30
	Rep	Asset management	2010-03-05	2011-11-02
	Rep	Dealing in securities	2010-03-05	2011-11-02