Personnel Hong Kong SFC License Details (ID 82660)

Personnel Hong Kong SFC License Details (ID 82660)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIXIU ASSET MANAGEMENT LIMITED (TRADING AS APX FORTUNA)	RO	Advising on securities	2026-09-18	-
	RO	Asset management	2026-09-18	-
LOGOS TECHNOLOGIES (HK) LIMITED	RO	Asset management	2016-09-22	2020-03-13
eFusion Capital Limited	Rep	Advising on securities	2014-12-03	2015-03-31
	Rep	Asset management	2014-12-03	2015-03-31
Apollo Asset Management Limited (HK)	RO	Asset management	2013-08-13	2014-10-31
	RO	Advising on securities	2012-11-05	2014-10-31
	Rep	Advising on securities	2012-09-11	2012-11-05
	Rep	Asset management	2012-09-11	2013-08-13
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	Providing automated trading services	2011-06-10	2011-08-30
	Rep	Advising on securities	2011-06-10	2012-03-10
	Rep	Asset management	2011-06-10	2012-03-10
	Rep	Dealing in securities	2011-06-10	2012-03-10
OnePlatform Asset Management Limited	Rep	Advising on securities	2004-08-17	2009-11-06