Personnel Hong Kong SFC License Details (ID 82664)

Personnel Hong Kong SFC License Details (ID 82664)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WealthTac Global Asset Management Limited	Rep	Advising on securities	2025-08-18	-
	Rep	Asset management	2025-08-18	-
	RO	Advising on securities	2022-12-01	2025-08-18
	RO	Asset management	2022-12-01	2025-08-18
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	Advising on securities	2022-02-21	2022-11-28
	Rep	Asset management	2022-02-21	2022-11-28
	Rep	Dealing in securities	2022-02-21	2022-11-28
	RO	Advising on securities	2017-05-29	2022-02-21
	RO	Asset management	2017-05-29	2022-02-21
	RO	Dealing in securities	2017-05-29	2022-02-21
	Rep	Providing automated trading services	2011-08-05	2011-08-30
	Rep	Dealing in securities	2011-08-05	2017-05-29
	Rep	Advising on securities	2011-07-04	2017-05-29
	Rep	Asset management	2011-07-04	2017-05-29
Broadway Wealth Management Limited	Rep	Asset management	2007-03-20	2011-06-16
	Rep	Advising on corporate finance	2003-04-01	2003-10-22
	Rep	Asset management	2003-04-01	2003-10-22
	Rep	Advising on securities	2003-04-01	2011-06-16