Wan, Kai Yip 溫啟業

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	Asset management	2011-08-05	-
	Rep	Dealing in securities	2011-08-05	-
	Rep	Providing automated trading services	2011-08-05	2011-08-30
	Rep	Advising on securities	2011-08-05	2011-10-30
PEGASUS FUND MANAGERS LIMITED	Rep	Dealing in securities	2011-03-08	2011-05-04
	Rep	Asset management	2006-08-14	2011-05-04
	Rep	Asset management	2003-04-30	2003-12-04
	Rep	Advising on securities	2003-04-30	2011-05-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	Asset management	2011-08-05	-
	Rep	Dealing in securities	2011-08-05	-
	Rep	Providing automated trading services	2011-08-05	2011-08-30
	Rep	Advising on securities	2011-08-05	2011-10-30
PEGASUS FUND MANAGERS LIMITED	Rep	Dealing in securities	2011-03-08	2011-05-04
	Rep	Asset management	2006-08-14	2011-05-04
	Rep	Asset management	2003-04-30	2003-12-04
	Rep	Advising on securities	2003-04-30	2011-05-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.