Personnel Hong Kong SFC License Details (ID 82677)

Personnel Hong Kong SFC License Details (ID 82677)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fosun Asset Management Limited	Rep	Advising on securities	2025-04-25	2025-07-09
	Rep	Asset management	2025-04-25	2025-07-09
	Rep	Dealing in securities	2025-04-25	2025-07-09
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2018-11-08	2024-01-31
	Rep	Asset management	2018-11-08	2024-01-31
PineBridge Investments Asia Limited	Rep	Advising on securities	2012-09-18	2018-10-19
	Rep	Asset management	2012-09-18	2018-10-19
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2011-09-07	2011-10-07
	Rep	Asset management	2011-09-07	2011-10-07