Personnel SFC Licences and HKMA Registrations (ID 82680)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2024-04-15	-
	Rep	Dealing in securities	2024-04-15	-
Deltroit (Hong Kong) Limited	Rep	Dealing in securities	2020-12-17	2024-03-24
	Rep	Advising on securities	2017-02-23	2024-03-24
	Rep	Asset management	2017-02-23	2024-03-24
LIM ADVISORS LIMITED	Rep	Advising on securities	2014-08-19	2017-02-03
	Rep	Asset management	2014-08-19	2017-02-03
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Dealing in securities	2012-06-07	2013-04-20
	Rep	Advising on securities	2011-03-03	2013-04-20
	Rep	Asset management	2011-03-03	2013-04-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.