Personnel Hong Kong SFC License Details (ID 82682)

Personnel Hong Kong SFC License Details (ID 82682)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2016-10-27	2017-02-02
	Rep	Dealing in securities	2016-10-27	2017-02-02
EDMOND DE ROTHSCHILD ASSET MANAGEMENT (HONG KONG) LTD.	Rep	Dealing in securities	2015-10-12	2016-07-21
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2010-10-20	2014-07-15
	Rep	Asset management	2010-10-20	2014-07-15
Amundi Hong Kong Limited	Rep	Dealing in securities	2010-05-31	2010-09-24
	Rep	Advising on securities	2010-04-12	2010-09-24
	Rep	Asset management	2010-04-12	2010-09-24
SG ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2006-12-21	2010-09-24
	Rep	Advising on securities	2006-10-27	2010-09-24
PGIM (Hong Kong) Limited	Rep	Advising on securities	2005-07-12	2006-10-11
	Rep	Dealing in securities	2005-07-12	2006-10-11
JPMorgan Funds (Asia) Limited	Rep	Advising on corporate finance	-	2004-01-15
	Rep	Advising on securities	-	2004-01-15
	Rep	Asset management	-	2004-01-15
	Rep	Dealing in securities	-	2004-11-19