Wickham, Oliver Jeremy SFC Licences and HKMA Registrations (ID 82757)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Capstone Financial (HK) Limited	RO	Advising on securities	2021-08-03	2025-03-26
	RO	Asset management	2021-08-03	2025-03-26
ST. JAMES'S PLACE (HONG KONG) LIMITED	RO	Advising on securities	2020-02-03	-
	RO	Asset management	2020-02-03	-
	RO	Dealing in securities	2020-02-03	-
	Rep	Advising on securities	2019-08-06	2020-02-03
	Rep	Dealing in securities	2019-05-28	2020-02-03
	Rep	Dealing in securities	2012-07-10	2015-06-11
	Rep	Advising on securities	2008-01-09	2015-06-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.