Personnel Hong Kong SFC License Details (ID 82768)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HENYEP SECURITIES LIMITED	Rep	Dealing in securities	2006-08-08	2014-09-30
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2006-05-09	2006-06-15
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2003-04-30	2006-03-10
Quam Securities Limited	Rep	Advising on corporate finance	-	2003-04-14
	Rep	Advising on securities	-	2003-04-14
	Rep	Asset management	-	2003-04-14
	Rep	Dealing in securities	-	2003-04-14