Personnel Hong Kong SFC License Details (ID 82775)

Personnel Hong Kong SFC License Details (ID 82775)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rifa Securities Limited	Rep	Dealing in securities	2016-10-07	-
HENYEP SECURITIES LIMITED	Rep	Dealing in securities	2015-07-23	2016-09-30
RICHE BRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2014-09-11	2015-07-15
HENYEP SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-11-02
	Rep	Advising on securities	2003-04-01	2004-11-02
	Rep	Asset management	2003-04-01	2004-11-02
	Rep	Providing automated trading services	2003-04-01	2004-12-14
	Rep	Dealing in securities	2003-04-01	2014-09-08