Personnel Hong Kong SFC License Details (ID 82803)

Personnel Hong Kong SFC License Details (ID 82803)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HING WONG SECURITIES LIMITED	Rep	Dealing in securities	2011-04-11	-
PRUDENTIAL BROKERAGE LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-06-12
	Rep	Advising on securities	2003-04-01	2004-06-12
	Rep	Asset management	2003-04-01	2004-06-12
	Rep	Providing automated trading services	2003-04-01	2004-06-12
	Rep	Dealing in securities	2003-04-01	2011-04-01
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-06-12
	Rep	Asset management	2003-04-01	2004-06-12
	Rep	Dealing in futures contracts	2003-04-01	2011-04-01