Personnel SFC Licences and HKMA Registrations (ID 82819)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HO FUNG SHARES INVESTMENT LIMITED	RO	Dealing in securities	2021-05-14	-
	Rep	Dealing in securities	2005-03-24	2021-05-14
Ho Fung Shares Investment Company	Rep	Advising on corporate finance	2003-04-01	2003-07-28
	Rep	Advising on securities	2003-04-01	2003-07-28
	Rep	Asset management	2003-04-01	2003-07-28
	Rep	Dealing in securities	2003-04-01	2005-03-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.