Personnel Hong Kong SFC License Details (ID 82830)

Personnel Hong Kong SFC License Details (ID 82830)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WINWIN SECURITIES LIMITED	RO	Advising on securities	2024-08-21	-
	RO	Asset management	2024-08-21	-
	RO	Dealing in securities	2022-07-06	-
	Rep	Dealing in securities	2022-07-05	2022-07-06
Theia Securities Limited	RO	Dealing in securities	2018-01-02	2022-02-22
Telecom King Securities Limited	RO	Dealing in futures contracts	2014-11-14	2017-09-24
	RO	Dealing in securities	2014-11-14	2017-09-24
	Rep	Dealing in futures contracts	2014-10-17	2014-11-14
	Rep	Dealing in securities	2014-10-17	2014-11-14
GigaMoney Limited	RO	Dealing in securities	2012-02-15	2014-10-04
HONG KONG INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2010-08-05	2014-10-04
GigaMoney Limited	Rep	Advising on corporate finance	2003-04-01	2004-01-05
	Rep	Advising on securities	2003-04-01	2004-01-05
	Rep	Asset management	2003-04-01	2004-01-05
	Rep	Dealing in securities	2003-04-01	2012-02-15
HONG KONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-01-05
	Rep	Asset management	2003-04-01	2004-01-05
	Rep	Dealing in futures contracts	2003-04-01	2010-08-05