| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2020-04-01 | 2024-03-22 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-04-01 | 2024-03-22 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2019-06-25 | 2020-03-31 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2019-06-25 | 2020-03-31 |
| CHINA TIMES SECURITIES LIMITED | Rep | Dealing in securities | 2017-11-07 | 2018-10-04 |
| RO | Dealing in futures contracts | 2017-10-09 | 2018-10-04 |
| GigaMoney Limited | Rep | Advising on corporate finance | - | 2004-01-05 |
| Rep | Advising on securities | - | 2004-01-05 |
| Rep | Asset management | - | 2004-01-05 |
| Rep | Dealing in securities | - | 2016-08-28 |
| HONG KONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2004-01-05 |
| Rep | Asset management | - | 2004-01-05 |
| Rep | Dealing in futures contracts | - | 2016-08-28 |