Personnel Hong Kong SFC License Details (ID 82837)

Personnel Hong Kong SFC License Details (ID 82837)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2024-01-03	-
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2012-07-30	-
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2012-07-30	2020-12-24
GigaMoney Limited	Rep	Advising on corporate finance	2003-04-01	2003-12-29
	Rep	Advising on securities	2003-04-01	2003-12-29
	Rep	Asset management	2003-04-01	2003-12-29
	Rep	Dealing in securities	2003-04-01	2012-07-20
HONG KONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-12-29
	Rep	Asset management	2003-04-01	2003-12-29
	Rep	Dealing in futures contracts	2003-04-01	2012-07-20