Personnel Hong Kong SFC License Details (ID 82850)

Personnel Hong Kong SFC License Details (ID 82850)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zircon Securities (HK) Limited	Rep	Advising on securities	2021-11-22	2024-03-11
	Rep	Asset management	2021-11-22	2024-03-11
	Rep	Dealing in securities	2021-11-22	2024-03-11
HOORAY CAPITAL LIMITED	Rep	Advising on corporate finance	2016-08-02	2017-05-15
HOORAY SECURITIES LIMITED	Rep	Dealing in securities	2016-08-02	2017-09-25
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2016-07-01	2016-07-15
	Rep	Dealing in securities	2015-09-02	2016-06-30
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2015-09-02	2016-07-15
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2015-09-02	2016-06-30
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2013-06-25	2014-04-24
HOORAY CAPITAL LIMITED	Rep	Advising on corporate finance	2011-07-25	2013-06-07
HOORAY SECURITIES LIMITED	Rep	Dealing in securities	2011-07-25	2013-06-07