Webb-site Legacy

Hua, Wen 華文

SFC ID:APK749

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2021-09-28	2024-01-24
ICBC INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2020-07-10	2021-07-16
	RO	Dealing in securities	2020-07-10	2021-07-16
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2020-07-10	2021-07-16
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2018-09-10	2021-07-16
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-06-22	2020-07-10
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2017-02-23	2020-07-10
	Rep	Dealing in securities	2017-02-23	2020-07-10
Houlihan Lokey (China) Limited	Rep	Advising on securities	2011-01-04	2012-03-30
	Rep	Advising on corporate finance	2008-12-18	2012-03-30
	Rep	Dealing in securities	2008-12-18	2012-03-30
HOULIHAN LOKEY (EUROPE) LIMITED	Rep	Advising on corporate finance	2008-07-07	2009-03-31
	Rep	Dealing in securities	2008-07-07	2009-03-31
Libertas Capital Asia Limited	Rep	Dealing in securities	2008-04-07	2008-04-26
	Rep	Advising on corporate finance	2007-09-21	2008-04-26