Personnel Hong Kong SFC License Details (ID 82873)

Personnel Hong Kong SFC License Details (ID 82873)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LMR Partners Limited	Rep	Asset management	2021-07-19	2025-06-24
Vontobel (Hong Kong) Limited	Rep	Advising on securities	2020-11-23	2021-07-01
	Rep	Dealing in securities	2020-11-23	2021-07-01
Dymon Asia Capital (HK) Limited	Rep	Asset management	2018-10-26	2020-08-03
LIM ADVISORS LIMITED	Rep	Asset management	2016-09-23	2018-08-31
Houlihan Lokey (China) Limited	Rep	Advising on corporate finance	2010-12-07	2013-07-19
	Rep	Advising on securities	2010-12-07	2013-07-19
	Rep	Dealing in securities	2010-12-07	2013-07-19