Personnel Hong Kong SFC License Details (ID 82875)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2018-09-06	-
	Rep	Dealing in futures contracts	2014-01-06	-
	Rep	Dealing in securities	2014-01-06	-
	Rep	Leveraged foreign exchange trading	2014-01-06	2014-11-21
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2013-07-08	2013-12-13
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2013-07-08	2013-12-13
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2013-07-08	2013-12-13
HSBC BROKING FOREX (ASIA) LIMITED	RO	Leveraged foreign exchange trading	2010-03-16	2013-07-08
HSBC BROKING FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2010-03-16	2013-07-08
HSBC BROKING FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2010-03-16	2013-01-22
HSBC BROKING (CHINA) LIMITED	RO	Dealing in securities	2009-12-24	2013-12-13
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2006-09-04	2013-07-08
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2003-04-01	2010-03-16
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-08-05
	Rep	Asset management	2003-04-01	2004-08-05
	Rep	Dealing in futures contracts	2003-04-01	2010-03-16
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	2003-04-01	2003-09-02
	Rep	Advising on corporate finance	2003-04-01	2004-08-05
	Rep	Advising on securities	2003-04-01	2004-08-05
	Rep	Asset management	2003-04-01	2004-08-05
	Rep	Dealing in securities	2003-04-01	2006-09-04