| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2018-09-06 | - |
| Rep | Dealing in futures contracts | 2014-01-06 | - | |
| Rep | Dealing in securities | 2014-01-06 | - | |
| Rep | Leveraged foreign exchange trading | 2014-01-06 | 2014-11-21 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2013-07-08 | 2013-12-13 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-07-08 | 2013-12-13 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2013-07-08 | 2013-12-13 |
| HSBC BROKING FOREX (ASIA) LIMITED | RO | Leveraged foreign exchange trading | 2010-03-16 | 2013-07-08 |
| HSBC BROKING FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2010-03-16 | 2013-07-08 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2010-03-16 | 2013-01-22 |
| HSBC BROKING (CHINA) LIMITED | RO | Dealing in securities | 2009-12-24 | 2013-12-13 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2006-09-04 | 2013-07-08 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2010-03-16 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-08-05 |
| Rep | Asset management | 2003-04-01 | 2004-08-05 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2010-03-16 | |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-09-02 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-08-05 | |
| Rep | Advising on securities | 2003-04-01 | 2004-08-05 | |
| Rep | Asset management | 2003-04-01 | 2004-08-05 | |
| Rep | Dealing in securities | 2003-04-01 | 2006-09-04 |
No HKMA registrations in the collected records.