Personnel Hong Kong SFC License Details (ID 82877)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC BROKING (CHINA) LIMITED	RO	Advising on corporate finance	-	2004-09-10
	RO	Advising on securities	-	2004-09-10
	RO	Asset management	-	2004-09-10
	RO	Dealing in securities	-	2011-11-01
HSBC BROKING FOREX (ASIA) LIMITED	RO	Leveraged foreign exchange trading	-	2011-11-01
HSBC BROKING FUTURES (ASIA) LIMITED	RO	Advising on futures contracts	-	2004-09-10
	RO	Asset management	-	2004-09-10
	RO	Dealing in futures contracts	-	2011-11-01
HSBC BROKING FUTURES (HONG KONG) LIMITED	RO	Advising on futures contracts	-	2004-09-10
	RO	Asset management	-	2004-09-10
	RO	Dealing in futures contracts	-	2011-11-01
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Providing automated trading services	-	2003-09-02
	RO	Advising on corporate finance	-	2004-09-10
	RO	Advising on securities	-	2004-09-10
	RO	Asset management	-	2004-09-10
	RO	Dealing in securities	-	2011-11-01
HSBC BROKING SECURITIES (HONG KONG) LIMITED	RO	Advising on corporate finance	-	2004-09-10
	RO	Advising on securities	-	2004-09-10
	RO	Asset management	-	2004-09-10
	RO	Dealing in securities	-	2011-11-01