| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ZENITH INNOVATION FINANCIAL GROUP LIMITED | RO | Advising on securities | 2025-10-06 | - |
| RO | Asset management | 2025-10-06 | - | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | RO | Advising on futures contracts | 2014-06-20 | 2015-07-31 |
| RO | Dealing in futures contracts | 2014-06-20 | 2015-07-31 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on securities | 2014-06-20 | 2015-07-31 |
| RO | Dealing in futures contracts | 2014-06-20 | 2015-07-31 | |
| RO | Dealing in securities | 2014-06-20 | 2015-07-31 | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2014-05-22 | 2014-06-20 |
| Rep | Dealing in futures contracts | 2014-05-22 | 2014-06-20 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2014-05-22 | 2014-06-20 |
| Rep | Dealing in futures contracts | 2014-05-22 | 2014-06-20 | |
| Rep | Dealing in securities | 2014-05-22 | 2014-06-20 | |
| HSBC BROKING (CHINA) LIMITED | RO | Dealing in securities | 2010-05-24 | 2014-04-07 |
| HSBC BROKING FOREX (ASIA) LIMITED | RO | Leveraged foreign exchange trading | 2010-05-24 | 2014-04-07 |
| HSBC BROKING FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2010-05-24 | 2014-04-07 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2010-05-24 | 2013-08-19 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2010-05-24 | 2014-04-07 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2010-05-24 | 2014-04-07 |
No HKMA registrations in the collected records.