| GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Asset management | 2015-01-15 | - |
| Rep | Dealing in securities | 2014-06-11 | - |
| HSBC BROKING (CHINA) LIMITED | Rep | Dealing in securities | 2011-06-22 | 2012-08-14 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-06-22 | 2014-05-25 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-06-22 | 2014-05-25 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-06-22 | 2014-05-25 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-06-22 | 2014-05-25 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-03-25 | 2011-06-12 |
| Rep | Dealing in securities | 2008-01-28 | 2011-06-12 |
| DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Dealing in securities | 2007-10-24 | 2008-06-01 |