Ng, Kwok Hung (SFC:AHF840) 吳國雄

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2026-08-03	-
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2014-05-19	-
HSBC BROKING (CHINA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-09-10
	Rep	Advising on securities	2003-04-01	2004-09-10
	Rep	Asset management	2003-04-01	2004-09-10
	Rep	Dealing in securities	2003-04-01	2012-08-14
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2003-04-01	-
	Rep	Advising on futures contracts	2003-04-01	2004-09-10
	Rep	Asset management	2003-04-01	2004-09-10
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-09-10
	Rep	Asset management	2003-04-01	2004-09-10
	Rep	Dealing in futures contracts	2003-04-01	2017-12-04
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	2003-04-01	2003-09-02
	Rep	Advising on corporate finance	2003-04-01	2004-09-10
	Rep	Advising on securities	2003-04-01	2004-09-10
	Rep	Asset management	2003-04-01	2004-09-10
	Rep	Dealing in securities	2003-04-01	2026-08-02
HSBC BROKING SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-09-10
	Rep	Advising on securities	2003-04-01	2004-09-10
	Rep	Asset management	2003-04-01	2004-09-10
	Rep	Dealing in securities	2003-04-01	2026-08-02
	Rep	Dealing in securities	-	-

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2026-08-03	-
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2014-05-19	-
HSBC BROKING (CHINA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-09-10
	Rep	Advising on securities	2003-04-01	2004-09-10
	Rep	Asset management	2003-04-01	2004-09-10
	Rep	Dealing in securities	2003-04-01	2012-08-14
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2003-04-01	-
	Rep	Advising on futures contracts	2003-04-01	2004-09-10
	Rep	Asset management	2003-04-01	2004-09-10
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-09-10
	Rep	Asset management	2003-04-01	2004-09-10
	Rep	Dealing in futures contracts	2003-04-01	2017-12-04
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	2003-04-01	2003-09-02
	Rep	Advising on corporate finance	2003-04-01	2004-09-10
	Rep	Advising on securities	2003-04-01	2004-09-10
	Rep	Asset management	2003-04-01	2004-09-10
	Rep	Dealing in securities	2003-04-01	2026-08-02
HSBC BROKING SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-09-10
	Rep	Advising on securities	2003-04-01	2004-09-10
	Rep	Asset management	2003-04-01	2004-09-10
	Rep	Dealing in securities	2003-04-01	2026-08-02
	Rep	Dealing in securities	-	-