Personnel Hong Kong SFC License Details (ID 82887)

Personnel Hong Kong SFC License Details (ID 82887)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Advising on securities	2026-08-05	-
	Rep	Dealing in securities	2026-08-05	-
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2021-09-06	2026-01-14
HSBC BROKING (CHINA) LIMITED	Rep	Dealing in securities	2010-06-08	2012-08-14
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2010-06-08	2026-01-14
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-06-08	2017-02-21
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2010-06-08	2026-01-14
HSBC BROKING SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2010-06-08	2026-01-14
PHOENIX CAPITAL SECURITIES LIMITED	Rep	Dealing in securities	2008-04-15	2010-05-28