Personnel Hong Kong SFC License Details (ID 82888)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI ASIA LIMITED	RO	Dealing in securities	2024-08-01	-
BOCI SECURITIES LIMITED	RO	Advising on futures contracts	2018-12-14	-
	RO	Advising on securities	2016-11-08	-
	RO	Dealing in futures contracts	2016-11-08	-
	RO	Dealing in securities	2016-11-08	-
	Rep	Leveraged foreign exchange trading	2014-01-22	2014-11-21
	Rep	Dealing in futures contracts	2014-01-22	2016-11-08
	Rep	Dealing in securities	2014-01-22	2016-11-08
HSBC BROKING FOREX (ASIA) LIMITED	RO	Leveraged foreign exchange trading	2010-01-20	2013-12-13
HSBC BROKING FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2010-01-20	2013-12-13
HSBC BROKING FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2010-01-20	2013-01-22
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2010-01-20	2013-12-13
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2003-04-01	2010-01-20
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-08-05
	Rep	Asset management	2003-04-01	2004-08-05
	Rep	Dealing in futures contracts	2003-04-01	2010-01-20
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-08-05
	Rep	Asset management	2003-04-01	2004-08-05
	Rep	Dealing in futures contracts	2003-04-01	2010-01-20
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	2003-04-01	2003-09-02
	Rep	Advising on corporate finance	2003-04-01	2004-08-05
	Rep	Advising on securities	2003-04-01	2004-08-05
	Rep	Asset management	2003-04-01	2004-08-05
	Rep	Dealing in securities	2003-04-01	2010-01-20