Personnel Hong Kong SFC License Details (ID 82892)

Personnel Hong Kong SFC License Details (ID 82892)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2014-02-12	2014-11-27
	Rep	Dealing in futures contracts	2014-02-12	2017-10-13
	Rep	Dealing in securities	2014-02-12	2017-10-13
HSBC BROKING FOREX (ASIA) LIMITED	RO	Leveraged foreign exchange trading	2010-01-13	2013-12-23
HSBC BROKING FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2010-01-13	2013-12-23
HSBC BROKING FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2010-01-13	2013-08-19
HSBC BROKING SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2010-01-13	2013-12-23
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2006-08-03	2013-12-23
	Rep	Providing automated trading services	2003-04-30	2003-09-02
	Rep	Dealing in securities	2003-04-30	2006-08-03
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	-	2010-01-13
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	-	2003-04-30
	Rep	Asset management	-	2003-04-30
	Rep	Dealing in futures contracts	-	2010-01-13
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Providing automated trading services	-	2003-04-30
	RO	Dealing in securities	-	2003-04-30