Personnel Hong Kong SFC License Details (ID 82896)

Personnel Hong Kong SFC License Details (ID 82896)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Linkways Asset Management Limited	Rep	Asset management	2025-04-10	-
Linkways Investment Management Limited	Rep	Advising on securities	2025-03-28	-
	Rep	Dealing in futures contracts	2025-03-28	-
	Rep	Dealing in securities	2025-03-28	-
BOCI SECURITIES LIMITED	Rep	Advising on securities	2020-12-16	2025-02-07
	Rep	Leveraged foreign exchange trading	2014-01-09	2014-11-26
	Rep	Dealing in futures contracts	2014-01-09	2025-02-07
	Rep	Dealing in securities	2014-01-09	2025-02-07
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2011-08-15	2013-12-20
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-05-27	2013-12-20
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2011-05-27	2013-12-20
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-03-12	2011-05-19
	Rep	Dealing in securities	2009-03-12	2011-05-19