Personnel Hong Kong SFC License Details (ID 82898)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2014-01-07	2014-11-26
	Rep	Dealing in futures contracts	2014-01-07	2016-12-20
	Rep	Dealing in securities	2014-01-07	2016-12-20
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2007-05-31	2013-12-23
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2007-01-22	2013-12-23
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2007-01-22	2013-12-23