| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2021-03-04 | 2022-01-11 |
| Rep | Leveraged foreign exchange trading | 2014-01-06 | 2014-11-26 |
| Rep | Dealing in futures contracts | 2014-01-06 | 2022-01-11 |
| Rep | Dealing in securities | 2014-01-06 | 2022-01-11 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2007-05-31 | 2013-12-02 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-11-03 | 2013-12-02 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-11-03 | 2013-01-22 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-11-03 | 2013-12-02 |