Personnel Hong Kong SFC License Details (ID 82907)

Personnel Hong Kong SFC License Details (ID 82907)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2026-08-03	-
	RO	Dealing in securities	2026-02-10	2026-08-02
HSBC BROKING SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2024-05-20	2026-08-02
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2022-09-26	-
HSBC BROKING SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2022-09-26	2024-05-20
HSBC BROKING FOREX (ASIA) LIMITED	RO	Leveraged foreign exchange trading	2018-08-07	-
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2008-01-08	2026-02-10
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2005-11-16	2018-08-07
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2004-09-27	2005-10-17