| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-01-02 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-01-02 | - |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2008-01-15 | 2013-12-16 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-01-15 | 2013-12-16 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-01-15 | 2013-01-22 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-01-15 | 2013-12-16 |