| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2019-06-24 | - |
| Rep | Dealing in futures contracts | 2019-06-24 | 2024-07-09 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2015-08-17 | 2019-05-24 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2015-08-17 | 2019-05-24 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2015-07-19 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-08-04 |
| Rep | Asset management | 2003-04-01 | 2004-08-04 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2015-07-19 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-09-02 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-08-04 |
| Rep | Advising on securities | 2003-04-01 | 2004-08-04 |
| Rep | Asset management | 2003-04-01 | 2004-08-04 |
| Rep | Dealing in securities | 2003-04-01 | 2015-07-19 |