| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2014-05-05 | 2019-04-11 |
| Rep | Dealing in securities | 2014-01-13 | - | |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-01-13 | - |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2003-12-02 | 2013-12-20 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2003-12-02 | 2013-12-20 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2003-12-02 | 2013-12-20 |