Cheung, Shu Yan 張澍昕

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS VICKERS (HONG KONG) LIMITED	RO	Dealing in futures contracts	2018-08-02	2021-09-02
	RO	Dealing in securities	2018-08-02	2021-09-02
	Rep	Dealing in futures contracts	2018-06-05	2018-08-02
	Rep	Dealing in securities	2018-06-05	2018-08-02
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2014-04-16	2016-02-18
HSBC BROKING SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2014-04-16	2016-02-18
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2011-01-03	2016-02-18
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-01-03	2016-02-18
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2008-02-06	2014-04-16

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS VICKERS (HONG KONG) LIMITED	RO	Dealing in futures contracts	2018-08-02	2021-09-02
	RO	Dealing in securities	2018-08-02	2021-09-02
	Rep	Dealing in futures contracts	2018-06-05	2018-08-02
	Rep	Dealing in securities	2018-06-05	2018-08-02
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2014-04-16	2016-02-18
HSBC BROKING SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2014-04-16	2016-02-18
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2011-01-03	2016-02-18
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-01-03	2016-02-18
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2008-02-06	2014-04-16